Press Release

June 15, 2021 -- In recognition of World Elder Abuse Awareness Day on June 15, the Colorado Division of Securities reminds financial professionals and the public throughout Colorado to be on the lookout for signs of elder financial abuse, including potential exploitation by guardians.

May 25, 2021 -- The Colorado Division of Securities is partnering with the Investor Protection Trust and PBS Books to produce the “Retirement Readiness for Military Families” virtual event to live stream on Friday, May 28, 2021, at 11:00 a.m. MST.

April 19, 2021 -- The Colorado Division of Securities, part of the Colorado Department of Regulatory Agencies, is partnering with the Investor Protection Trust and PBS Books to produce “Investing: What’s New & What’s Not” virtual event to live stream on the Department’s Facebook page.

March 24, 2021 -- The Colorado Division of Securities is partnering with the Investor Protection Trust, Detroit Public Television, and PBS Books to produce “The COVID Effect: Restoring Financial Wellness” virtual event to live stream on the Division’s Facebook page on Friday, March 26, 2021 at 11:00 a.m. MST.

March 15, 2021 -- The Colorado Division of Securities, other state regulators, and the Commodity Futures Trading Commission (CFTC) recently filed a joint civil enforcement action against Metals.com, Tower Equity, Chase Metals, Barrick Capital and other associated parties.

March 04, 2021 -- In recognition of National Consumer Protection Week, the Colorado Division of Securities announces the top investor threats for 2021 as anticipated by state regulators across the country and regulators in Mexico and Canada.

February 8, 2021 -- The Colorado Division of Securities released its 2020-2021 investment adviser examination priorities.

January 14, 2021 -- The Colorado Division of Securities (DOS) a division of the Department of Regulatory Agencies (DORA), announced today that financial service registrants, particularly state-registered investment advisers and intrastate broker-dealers, should be aware of any impact that the breach of SolarWinds may have had on their firms and to report any such related issues to their primary securities regulator.