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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
Newsroom
Denver –- February 12, 2026 – In a stipulated agreement with the Colorado Securities Commissioner, Eric Gemelli and his company Market4Caster, LLC, of Golden, Colorado, admitted to unlicensed sales of millions of dollars of securities in violation
of the Colorado Securities Act.
January 21, 2026 -- The Colorado Division of Securities released its 2026 Investment Adviser Examination Priorities.
December 22, 2025 -- On December 16, 2025, the Arapahoe County District Court sentenced Raymond Kim of Centennial, Colorado, to two 8-year terms of incarceration, to be served concurrently, with three years of parole.