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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
- Regulated Entities
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COVID-19 Temporary Licensing Order
Division of Securities COVID-19 Business Operations
- Regulatory Information
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Securities Board & Public Notice
- Industry Education
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The Division of Securities Industry Workshop
- Investor Information
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Press Release - Colorado takes action against Metals. com
Alert - The Division of Securities warns investors of spoof websites and pop-up scams
Alert - Be Careful Investing in COVID-19 Companies
Alert - Guidance on Investment Advisers Disclosure of PPP Loans
- About the Division