Securities Home

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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

 

Enforcement Actions

2020-2021: Recent Enforcement News

Archived Enforcement Actions

Alerts, Press Releases, and Articles

2020-2021: Alerts, Press Releases, and Articles

Archived: Alerts, Press Releases, and Articles

Boards and Public Notices

Colorado Securities Board

Colorado Municipal Bond Supervision Advisory Board

Public Notices

Rulemaking Notices & Opinions

About the Division

About the Commissioner

About the Deputy Commissioner

About the Enforcement Section

About the Examination Section

Investor Education Information

Contact the Division

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Newsroom

July 21, 2021
DENVER, CO – July 21, 2021. - The Colorado Division of Securities (the “Division”) is partnering with the Investor Protection Trust and PBS Books to produce the Boomers to Zoomers series which consists of 12 free monthly live stream events and recordings to help the public learn about saving and investing. This month’s event, “Financial Freedom – Declare the Life You Want,” will provide…
June 22, 2021
Denver (CO) – June 22, 2021 —The Colorado Division of Securities (the “Division”) is partnering with the Investor Protection Trust and PBS Books to produce the Boomers to Zoomers series which consists of 12 free monthly live stream events and recordings to help the public learn about saving and investing.
June 15, 2021
Denver (CO) – June 15, 2021 —In recognition of World Elder Abuse Awareness Day on June 15, the Colorado Division of Securities (the “Division”) reminds financial professionals and the public throughout Colorado to be on the lookout for signs of elder financial abuse, including potential exploitation by guardians.