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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
- Enforcement Actions
- Alerts, Press Releases, and Articles
- Boards and Public Notices
- About the Division
Newsroom
August 25, 2021
DENVER, CO – August 25, 2021 - The Colorado Division of Securities (the “Division”) is partnering with the Investor Protection Trust and PBS Books to produce the Boomers to Zoomers series which consists of 12 free monthly virtual live stream events and recordings to help the public learn about saving and investing.
August 18, 2021
DENVER, CO – August 18, 2021. - The Colorado Division of Securities (the “Division”) warns FINRA member firms of an ongoing phishing campaign that involves fraudulent emails purporting to be from FINRA and using one of at least three imposter FINRA domain names:
“@finrar-reporting.org”
“@Finpro-finrar.org”
“@gateway2-finra.org”
July 21, 2021
DENVER, CO – July 21, 2021. - The Colorado Division of Securities (the “Division”) is partnering with the Investor Protection Trust and PBS Books to produce the Boomers to Zoomers series which consists of 12 free monthly live stream events and recordings to help the public learn about saving and investing.
This month’s event, “Financial Freedom – Declare the Life You Want,” will provide…