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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
- Alerts, Press Releases, and Articles
2025: Alerts, Press Releases, and Articles
- Boards and Public Notices
The Colorado Office of Policy, Research and Regulatory Reform is currently conducting a sunset review of the Division of Securities and the Securities Advisory Board. Analysis is performed to determine if the Division and Board are necessary and should be continued, modified, or repealed. To provide input on this review, please complete this form.
Newsroom
February 27, 2025 -- Colorado Securities Commissioner Tung Chan issued three orders to show cause against a total of ten online investment firms that are allegedly engaged in unlicensed securities activities.
February 14, 2025 -- The claims process is opening on February 21, 2025.
February 6, 2025 -- Register for New IAR CE Courses.