Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
- Enforcement Actions
2020-2021: Recent Enforcement News
- Alerts, Press Releases, and Articles
2022-2023: Alerts, Press Releases, and Articles
2020-2021: Alerts, Press Releases, and Articles
- Boards and Public Notices
Colorado Municipal Bond Supervision Advisory Board
- About the Division
Investor Education Information
May 10, 2023
The Colorado Division of Securities’ (“Division”) is issuing this Adviser Alert to bring attention to the risks of inverse and leveraged ETFs and the short-term and volatile nature of these complex products.
May 10, 2023
Kent Lawayne Edlin was indicted on 8 counts of securities fraud by a grand jury on May 4, 2023. Edlin was arrested today.
April 13, 2023
DENVER, CO – April 12, 2023 - Daniel Todd Levine was indicted on April 6, 2023 on 8 counts of securities fraud and 11 counts of forgery of check or commercial instruments. An arrest warrant was issued from the Denver District Court and Levine was arrested by Littleton law enforcement on April 12, 2023.