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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

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2020-2021: Recent Enforcement News

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2022-2023: Alerts, Press Releases, and Articles

2020-2021: Alerts, Press Releases, and Articles

Archived: Alerts, Press Releases, and Articles

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March 17, 2023
March 17, 2023 --  The Colorado Division of Securities has issued a consent order against Nexo Capital Inc. (Nexo), a Cayman Islands-based corporation that provides cryptocurrency-related financial services. The Division’s action is part of a nationwide settlement of alleged securities law violations by Nexo in connection with its Earn Interest Product (EIP) accounts. Nexo’s EIP promised to pay…
March 15, 2023
March 15, 2023 -- The Colorado Division of Securities will host a booth at the Colorado Older Adult Financial Justice Symposium on March 15th, 2023 from 8:30 am- 4:00 pm at the Knoebel Institute for Healthy Aging at the University of Denver. The Division will be in-person to provide educational resources, as well as information about the ways the Division investigates securities fraud and refers…
February 15, 2023
February 14, 2023 -- The Colorado Division of Securities (the “Division”) would like to provide notice that on February 1, 2023, the Securities Commissioner adopted new and amended rules under the Colorado Securities Act.  Regulations that have been adopted, but are not yet effective, can be found on the Division's website at Rule Making Notices and Opinions.