2020-2021: Alerts, Press Releases, and Articles | DORA Division of Security

Coronavirus Disease 2019 (COVID-19) in Colorado: State & National Resources

January 14, 2021 - Press Release - The Colorado Division of Securities alerts securities firms to be aware of any impact of SolarWinds hack
November 09, 2020 - Alert - The Colorado Division of Securities expands online filings
October 22, 2020 Reminder - The Division of Securities, the SEC, and FINRA Presenting at the Colorado Financial Industry Symposium
October 15, 2020 Alert - Colorado Division of Securities’ notice of fee changes
September 25, 2020 Press Release - Colorado Division of Securities joins with CFTC to stop nationwide precious metals IRA, bullion coin scheme that solicited more than $185 million from defrauded senior investors
August 26, 2020 Consumer Alert: Colorado Division of Securities warns investors of spoof websites and pop-up scams
June 15, 2020 Consumer Advisory: Isolation and Loneliness during the COVID-19 Pandemic
May 19, 2020 Consumer Alert - Be Careful Investing in COVID19 Companies
May 08, 2020 Industry Alert - Guidance on Investment Advisers Disclosure of PPP Loans
April 17, 2020 Industry Alert - Postponed: 2nd Annual Securities Workshop