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  2. 2020-2021: Alerts, Press Releases, and Articles

2020-2021: Alerts, Press Releases, and Articles

  • February 08, 2021 - Alert - Alert - The Colorado Division of Securities Announces 2020-2021 Investment Adviser Examination Priorities
  • January 14, 2021 - Press Release - The Colorado Division of Securities alerts securities firms to be aware of any impact of SolarWinds hack
  • November 09, 2020 - Alert - The Colorado Division of Securities expands online filings
  • October 22, 2020 Reminder - The Division of Securities, the SEC, and FINRA Presenting at the Colorado Financial Industry Symposium
  • October 15, 2020 Alert - Colorado Division of Securities’ notice of fee changes
  • September 25, 2020 Press Release - Colorado Division of Securities joins with CFTC to stop nationwide precious metals IRA, bullion coin scheme that solicited more than $185 million from defrauded senior investors
  • August 26, 2020 Consumer Alert: Colorado Division of Securities warns investors of spoof websites and pop-up scams
  • June 15, 2020 Consumer Advisory: Isolation and Loneliness during the COVID-19 Pandemic
  • May 19, 2020 Consumer Alert - Be Careful Investing in COVID19 Companies
  • May 08, 2020 Industry Alert - Guidance on Investment Advisers Disclosure of PPP Loans
  • April 17, 2020 Industry Alert - Postponed: 2nd Annual Securities Workshop

Contact Information:

Colorado Division of Securities   |   1560 Broadway, Suite 900, Denver, CO 80202

Phone: 303-894-2320 | Fax: 303-861-2126 | Email: dora_SecuritiesWebsite@state.co.us | Secure/Encrypted Email: Secure Email

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