- May 17, 2022 - Press Release - Court Freezes Assets and Appoints Receiver in Elaborate Securities Scheme Run by Westminster Man
- March 23, 2022 - Alert - The Colorado Division of Securities Provides Regulatory Guidance for Ongoing Financial Planners
- January 11, 2022 - Alert - The Colorado Division of Securities Announces 2022 Investment Adviser Examination Priorities
- December 14, 2021 - Press Release - Join the Colorado Division of Securities for the Virtual Event: “The End-of-Year Financial Checklist” this Friday, December 17, at 11:00 am MST
- October 28, 2021 - Alert - The Colorado Division of Securities Publishes an Investment Adviser Guide to Help Firms Stay in Compliance
- October 21, 2021 - Alert - Colorado Division of Securities’ notice of fee changes
- October 20, 2021 - Press Release - Join the Colorado Division of Securities for the virtual event: “Financial Fraud: Disguises to Watch Out For” this Friday at 11:00 am MST
- August 25, 2021 - Press Release - The Colorado Division of Securities invites Coloradans to live stream the virtual event “Investing: A Beginner's Guide for Getting Started” on Friday, August 27 at 11 am MST
- August 18, 2021 - Press Release - The Colorado Division of Securities Alerts Firms of FINRA Imposter Scam
- July 21, 2021 - Press Release - The Colorado Division of Securities presents “Financial Freedom Declare the Life You Want”
- June 22, 2021 - Press Release - The Colorado Division of Securities presents “How to Harness your Inner Hummingbird: Building your Nest Egg”
- June 15, 2021 - Press Release - The Colorado Division of Securities recognizes June 15 as World Elder Abuse Awareness Day
- May 25, 2021 - Press Release - The Colorado Division of Securities invites Coloradans to live stream the virtual event “Retirement Readiness for Military Families” on May 28, 2021, at 11:00 am MST
- April 19. 2021 - Press Release - Colorado Division of Securities invites Coloradans to live stream the virtual event “Investing: What’s New & What’s Not” on April 23, 2021 at 11:00 am MST
- March 24, 2021 - Press Release - The Colorado Division of Securities invites Coloradans to live stream the virtual event “The COVID Effect: Restoring Financial Wellness” on March 26, 2021 at 11:00 AM MST
- March 15, 2021 - Press Release - Colorado Division of Securities encourages defrauded investors in Metals.com case to file claims by April 30, 2021
- March 05, 2021 - Press Release - The Colorado Division of Securities announces the top investor threats for 2021
- February 08, 2021 - Alert - Alert - The Colorado Division of Securities Announces 2020-2021 Investment Adviser Examination Priorities
- January 14, 2021 - Press Release - The Colorado Division of Securities alerts securities firms to be aware of any impact of SolarWinds hack
- November 09, 2020 - Alert - The Colorado Division of Securities expands online filings
- October 22, 2020 Reminder - The Division of Securities, the SEC, and FINRA Presenting at the Colorado Financial Industry Symposium
- October 15, 2020 Alert - Colorado Division of Securities’ notice of fee changes
- September 25, 2020 Press Release - Colorado Division of Securities joins with CFTC to stop nationwide precious metals IRA, bullion coin scheme that solicited more than $185 million from defrauded senior investors
- August 26, 2020 Consumer Alert: Colorado Division of Securities warns investors of spoof websites and pop-up scams
- June 15, 2020 Consumer Advisory: Isolation and Loneliness during the COVID-19 Pandemic
- May 19, 2020 Consumer Alert - Be Careful Investing in COVID19 Companies
- May 08, 2020 Industry Alert - Guidance on Investment Advisers Disclosure of PPP Loans
- April 17, 2020 Industry Alert - Postponed: 2nd Annual Securities Workshop
