Press Release

February 27, 2025 -- Colorado Securities Commissioner Tung Chan issued three orders to show cause against a total of ten online investment firms that are allegedly engaged in unlicensed securities activities.

February 14, 2025 -- The claims process is opening on February 21, 2025.

February 6, 2025 -- Register for New IAR CE Courses.

January 21, 2025 -- Colorado Securities Commissioner Tung Chan, a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with Edward D. Jones & Co., L.P. (Edward Jones).

January 17, 2025 -- Colorado Securities Commissioner Tung Chan today announced that Colorado joined a taskforce of state securities regulators and the United States Securities and Exchange Commission (SEC) in a $106 million settlement with Vanguard Marketing Corporation (VMC) and The Vanguard Group, Inc. (Vanguard).

December 17, 2024 -- Colorado Securities Commissioner Tung Chan and Joseph G. Holder Jr. of Denver, aka JR Holder, agreed to a stipulated entry of permanent injunction related to allegations of a romance scam to defraud women.

December 16, 2024 -- Bitcoin ATMs are playing a bigger role in Bitcoin scams than ever before, according to the Colorado Division of Securities.

November 12, 2024  -- Denver District Court grants temporary restraining order and asset freeze against Graham for alleged $1.1 million fraud.

November 8, 2024  -- Colorado Securities Commissioner Tung Chan filed civil fraud charges against Market4Caster, LLC and owner Eric Gemelli for misleading hundreds of Colorado investors.

October 29, 2024 -- Register for a Free Investment Adviser Representative Continuing Education (IAR CE) Course.