Adviser Alert: IAs Should Avoid Using Third-Party Platforms That Ask Clients to Share Credentials in Violation of Colorado Rules
September 19, 2025 -- The Examination Staff of the Colorado Division of Securities is aware that some state licensed investment advisers are using an online third-party platform to access and manage clients’ held-away accounts by having clients share their unique login credentials – username and password of their custodial account - with the platform.