File a Complaint

Please note:

This form is for complaints regarding securities and/or possible investment fraud ONLY.

If you have reached this form in error, please return to the DORA website to find the correct division, program, or profession. Before filing a complaint, be sure to collect any and all related documentation - the more information we have, the better. The Division of Securities cannot provide legal or financial advice, and cannot make any guarantees about the outcome of an investigation.

Click Here to File a Complaint

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Complaint Form - Alternatively, or if the online form is unavailable, please print, fill out, and return by fax, email, or regular mail to the Division.

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