File a Complaint

Please note: This form is for complaints regarding securities and/or possible investment fraud ONLY.

If you have reached this form in error, please return to the DORA website to find the correct division, program, or profession. Before filing a complaint, be sure to collect any and all related documentation - the more information we have, the better. The Division of Securities cannot provide legal or financial advice, and cannot make any guarantees about the outcome of an investigation.

  File a Complaint Using Google Form

    File a Complaint Using a PDF