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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
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- Alerts, Press Releases, and Articles
- Boards and Public Notices
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The Colorado Office of Policy, Research and Regulatory Reform is currently conducting a sunset review of the Division of Securities and the Securities Advisory Board . Analysis is performed to determine if the Division and Board are necessary and should be continued, modified, or repealed. To provide input on this review, please visit COPRRR's website.
Newsroom
October 29, 2024 -- Register for a Free Investment Adviser Representative Continuing Education (IAR CE) Course.
July 17, 2024 -- Plus, learn more about fulfilling IAR CE credits.
May 23, 2024 -- Daniel Levine from Castle Rock scammed elderly investors, used proceeds for gambling debt