Securities Home
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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
Newsroom
December 10, 2025 -- Learn about newly adopted rules and 2026 exam priorities.
October 10, 2025 -- Read about the Division's notice of proposed rulemaking.
September 19, 2025 -- The Examination Staff of the Colorado Division of Securities is aware that some state licensed investment advisers are using an online third-party platform to access and manage clients’ held-away accounts by having clients share their unique login credentials – username and password of their custodial account - with the platform.