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Securities Home

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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

 

Alerts, Press Releases, and Articles

2023-2024: Alerts, Press Releases, and Articles

2021-2022: Alerts, Press Releases, and Articles

Boards and Public Notices

Colorado Securities Board

Public Notices

Rulemaking Notices & Opinions

The Colorado Office of Policy, Research and Regulatory Reform is currently conducting a sunset review of the Division of Securities and the Securities Advisory Board . Analysis is performed to determine if the Division and Board are necessary and should be continued, modified, or repealed.  To provide input on this review, please visit COPRRR's website.

Newsroom

November 12, 2024  -- Denver District Court grants temporary restraining order and asset freeze against Graham for alleged $1.1 million fraud.
November 8, 2024  -- Colorado Securities Commissioner Tung Chan filed civil fraud charges against Market4Caster, LLC and owner Eric Gemelli for misleading hundreds of Colorado investors.
October 29, 2024 -- Register for a Free Investment Adviser Representative Continuing Education (IAR CE) Course.