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Securities Home

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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

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Alerts, Press Releases, and Articles

2023-2024: Alerts, Press Releases, and Articles

2021-2022: Alerts, Press Releases, and Articles

Boards and Public Notices

Colorado Securities Board

Public Notices

Rulemaking Notices & Opinions

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The Colorado Office of Policy, Research and Regulatory Reform is currently conducting a sunset review of the Division of Securities and the Securities Advisory Board . Analysis is performed to determine if the Division and Board are necessary and should be continued, modified, or repealed.  To provide input on this review, please visit COPRRR's website.

Newsroom

October 29, 2024 -- Register for a Free Investment Adviser Representative Continuing Education (IAR CE) Course.
July 17, 2024 -- Plus, learn more about fulfilling IAR CE credits.
May 23, 2024 -- Daniel Levine from Castle Rock scammed elderly investors, used proceeds for gambling debt