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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
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- Alerts, Press Releases, and Articles
- Boards and Public Notices
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Newsroom
July 17, 2024 -- Plus, learn more about fulfilling IAR CE credits.
May 23, 2024 -- Daniel Levine from Castle Rock scammed elderly investors, used proceeds for gambling debt
April 11, 2024 -- Unlicensed investment advisers alleged to be operating fake investment advisory firms