Securities Home
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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
- Boards and Public Notices
The Colorado Office of Policy, Research and Regulatory Reform is currently conducting a sunset review of the Division of Securities and the Securities Advisory Board. Analysis is performed to determine if the Division and Board are necessary and should be continued, modified, or repealed. To provide input on this review, please complete this form.
Newsroom
June 18, 2025 -- The Denver District Court entered a permanent injunction against BioGreen Technologies, Inc. and its CEO Jorge Oteo on June 6, 2025.
June 5, 2025 -- Mack Jamie Sprouse, a resident of Jefferson County, Colorado, was indicted on 11 counts of securities fraud by a grand jury.
May 28, 2025 -- The Examination Staff of the Colorado Division of Securities recommends that state-licensed investment advisers carefully review their use of third-party platforms that provide access to view and trade held-away client assets.