- September 1, 2023 - Press Release - Immediate Steps For Firms to Take Regarding TD Ameritrade Transition to Charles Schwab & CO, Inc.
- August 2, 2023 - Press Release - Colorado Securities Regulator Recoups Overcharges for Colorado Investors in Commodity
- May 10, 2023 - Press Release - Pueblo Tax Preparer Kent Lawayne Edlin Indicted on 8 Counts of Securities Fraud
- May 10, 2023 - Adviser Alert – Inverse and Leveraged ETFs
- April 13, 2023 - Press Release - Coloradan Daniel Todd Levine Arrested for Securities Fraud and Forgery
- April 6, 2023 - Press Release - Colorado Securities Commissioner Announces Settlement With Robinhood For Failing Investors
- March 20, 2023 - Alert - New Colorado Securities Rules Effective Today
- March 17, 2023 - Press Release - Colorado Division of Securities Joins $22.5 Million Multistate Securities Settlement Against Crypto Platform Nexo Capital
- March 15, 2023 - Article - "Jason Lobins Was His Friend, His Financial Advisor. Now He's an Accused Felon"
- March 15, 2023 - Press Release - Colorado Division of Securities Will Attend the Colorado Older Adult Financial Justice Symposium
- March 13, 2023 - Article - "‘Contrary to justice’: Judge rejects probation plea deal for Bachar in $125K theft"
- March 9, 2023 - Article - "Defrauding developer took $2.3M from investors, state charges"
- February 15, 2023 - Press Release - What Do Colorado Securities Regulators Have To Do with Online Romance and “Pig Butchering?”
- February 14, 2023 - Alert - Notice of Adoption of New and Amended Rules Under the Colorado Securities Act
- January 31, 2023 - Alert - The Colorado Division of Securities Announces 2023 Investment Adviser Examination Priorities
- November 1, 2022 - Press Release - Colorado Division of Securities’ Notice of Fee Changes
- October 7, 2022 - Press Release - Colorado Division of Securities Warns of Romance Scams on the Rise
- May 17, 2022 - Press Release - Court Freezes Assets and Appoints Receiver in Elaborate Securities Scheme Run by Westminster Man
- March 23, 2022 - Alert - The Colorado Division of Securities Provides Regulatory Guidance for Ongoing Financial Planners
- January 11, 2022 - Alert - The Colorado Division of Securities Announces 2022 Investment Adviser Examination Priorities