New investment adviser representative continuing education (IAR CE) requirements took effect in Colorado on January 1, 2024 [Colorado Securities Rule 51-4.4.1(IA)]. On February 7, April 3 and June 5, Division of Securities staff highlighted important provisions of the rule during informational webinars.
IAR CE Resources:
Access slides from the presentations. Read our general FAQ and webinar-specific FAQ.
FinPro is administering the IARCE tracking. To sign up for a FinPro account, go here.
NASAA controls the list of approved CE providers. To see NASAA’s list, go here.
For additional questions, contact the Division at dora_SecuritiesWebsite@state.co.us or 303-894-2320.