DENVER, CO – October 16, 2023 - The Colorado Division of Securities will be adjusting licensing fees to keep the Division in compliance with statutory requirements to maintain sufficient revenue. This year, the fees have increased but continue to be some of the lowest in the nation. The Division remains committed to keeping fees as low as possible.
Effective November 1, 2023, the annual and the renewal fees will be $20 for the following individual licensees:
- Colorado/FINRA Sales Representative
- Mortgage Sales Representative
- SEC Investment Adviser Representative
- State-Registered Investment Adviser Representative
Effective November 1, 2023, the annual and the renewal fees will be $85 for the following entities:
- Colorado/FINRA Broker-Dealer
- Mortgage Broker-Dealer
- SEC Investment Adviser - Notice Filed
- State-Registered Investment Adviser
DORA is dedicated to preserving the integrity of the marketplace and is committed to promoting a fair and competitive business environment in Colorado. Consumer protection is our mission. Visit dora.colorado.gov for more information or call 303-894-7855 / toll-free 1-800-886-7675.
DORA is the state's umbrella regulatory agency, charged with managing licensing and registration for multiple professions and businesses, implementing balanced regulation for Colorado industries, and protecting consumers. Our nearly 600 employees are dedicated to preserving the integrity of the marketplace and promoting a fair and competitive business environment throughout Colorado.