The first course, Preparing For Launch: Your ADV Filing for Colorado Investment Advisers, will be offered in person on November 13 from 10 a.m. to 12 p.m. (Registration and networking begins at 9:30 a.m.) In this interactive course, the Division staff will offer guidance on several key provisions of the Form ADV Part 1 and ADV Part 2 that are applicable to most licensees in their annual renewal process. Staff will also focus on how and when to file. This session qualifies for 2 CE credits (products and practice) and includes an opportunity to meet staff and ask questions. Registration is limited on a first come, first served basis. REGISTER HERE TO ATTEND.
Course Details:
- Date: Wednesday, November 13, 2024
- Time: 10 a.m. to 12 p.m. (Registration and networking begins at 9:30 a.m.)
- Location: Department of Regulatory Agencies, Conference Room 100C: 1560 Broadway, Denver, CO 80202
- PLEASE BRING A GOVERNMENT-ISSUED ID TO VERIFY ATTENDANCE.
If you need translation or ADA accommodations or have registration questions, please email Annelise Grygiel at annelise.grygiel@state.co.us. Visit our investment adviser representative (IAR CE) web page to learn more about the requirements.