Investor Education

Investor Education Resources

The Division of Securities seeks to educate Coloradans to be smart investors, financially literate, and to identify and report potential investment fraud. This section of our website provides resources to specific types of investors including seniors, military families, those victimized by affinity fraud, students, and general financial literacy. We provide education through press releases, consumer alerts, presentations, webinars, workshops/events, and publication materials. Please feel free to contact sarah.strasser@state.co.us if you would like to request any additional resources or a virtual presentation. 

Press Releases, Articles, and Alerts

January 11, 2022
Denver (CO) – January 11, 2021 – The Colorado Division of Securities (“Division”) released its 2022 investment adviser examination priorities.
December 14, 2021
DENVER - The Colorado Division of Securities is partnering with the Investor Protection Trust and PBS Books to produce “The End-of-Year Financial Checklist” virtual event to livestream on the DORA’s Facebook page, (https://www.facebook.com/Dora.Colorado.gov/) on Friday, December 17, 2021 at 11:00 a.m. MST
October 28, 2021
Denver (CO) – October 26, 2021 – The Colorado Division of Securities (the “Division”) has released an Investment Adviser Guide to assist state-licensed investment adviser firms in their compliance with the Colorado Securities Act and Rules.