Investor Education Resources
The Division of Securities seeks to educate Coloradans to be smart investors, financially literate, and to identify and report potential investment fraud. This section of our website provides resources to specific types of investors including seniors, military families, those victimized by affinity fraud, students, and general financial literacy. We provide education through press releases, consumer alerts, presentations, webinars, workshops/events, and publication materials. Please feel free to contact the Division if you would like to request any additional resources or a virtual presentation.
Press Releases, Articles, and Alerts
March 17, 2023
Colorado Division of Securities Joins $22.5 Million Multistate Securities Settlement Against Crypto Platform Nexo Capital
March 17, 2023 -- The Colorado Division of Securities has issued a consent order against Nexo Capital Inc. (Nexo), a Cayman Islands-based corporation that provides cryptocurrency-related financial services. The Division’s action is part of a nationwide settlement of alleged securities law violations by Nexo in connection with its Earn Interest Product (EIP) accounts. Nexo’s EIP promised to pay…
March 15, 2023
March 15, 2023 -- The Colorado Division of Securities will host a booth at the Colorado Older Adult Financial Justice Symposium on March 15th, 2023 from 8:30 am- 4:00 pm at the Knoebel Institute for Healthy Aging at the University of Denver. The Division will be in-person to provide educational resources, as well as information about the ways the Division investigates securities fraud and refers…
February 15, 2023
February 14, 2023 -- The Colorado Division of Securities (the “Division”) would like to provide notice that on February 1, 2023, the Securities Commissioner adopted new and amended rules under the Colorado Securities Act. Regulations that have been adopted, but are not yet effective, can be found on the Division's website at Rule Making Notices and Opinions.