Investor Education


Investor Education Resources

The Division of Securities seeks to educate Coloradans to be smart investors, financially literate, and to identify and report potential investment fraud. This section of our website provides resources to specific types of investors including seniors, military families, those victimized by affinity fraud, students, and general financial literacy. We provide education through press releases, consumer alerts, presentations, webinars, workshops/events, and publication materials. Please feel free to contact the Division if you would like to request any additional resources or a virtual presentation. 


Press Releases, Articles, and Alerts

May 17, 2022
Denver (CO) – May 17, 2022 – Court Freezes Assets and Appoints Receiver in Elaborate Securities Scheme Run by Westminster Man
March 23, 2022
Denver (CO) – March 23, 2022– The Colorado Division of Securities (the “Division”) recently published an “Ongoing Financial Planning Guide” to assist investment advisers offering ongoing financial planning services.
January 11, 2022
Denver (CO) – January 11, 2021 – The Colorado Division of Securities (“Division”) released its 2022 investment adviser examination priorities.