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Welcome to the Colorado Division of Securities
The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.
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- Enforcement Actions
- Alerts, Press Releases, and Articles
2022-2024: Alerts, Press Releases, and Articles
- Boards and Public Notices
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Newsroom
Unlicensed investment advisers alleged to be operating fake investment advisory firms
Plus, beware of the latest online investment scams.
With National Consumer Protection Week in full swing, the Colorado Division of Securities wants to help all consumers protect their investments by avoiding online scams.