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About the Division of Securities


The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors. Find current reports about the division.  


Securities Commissioner and Deputy Commissioner

Recently, the Division of Securities welcomed a new Commissioner, Tung Chan. Commissioner Chan brings a wealth of knowledge, experience, and legal expertise.  She began her practice as a securities and corporate attorney with an international law firm in New York City.  In private practice, she has advised private and public Fortune 100 companies in securities, finance, corporate governance, regulatory, and international matters.  She also served as Securities Commissioner for the State of Hawaii from 2006-2015. Recently, Commissioner Chan has been general counsel for blockchain startups including the Ethereum Foundation at the launch of its genesis block.  Commissioner Chan is a graduate of Dartmouth College and the University of Michigan Law School and clerked for the U.S. Court of Appeals for the 10th Circuit. 


Contact Information


Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202
Phone: 303-894-2320   |   Fax: 303-861-2126   |   Email: DORA_SecuritiesWebsite@state.co.us   |   Secure/Encrypted Email: Click Here